NOVEN FINANCIAL GROUP, INC.
NOVEN FINANCIAL GROUP, INC. of DENVER, CO is an SEC-registered investment adviser (CRD 117897). Regulatory assets under management: $298.5M.
Registration
- CRD: 117897
- SEC file number: 801-65296
- Type: Registered investment adviser
- Location: 1777 S. HARRISON STREET, SUITE 1500, DENVER, CO, 80210
- Phone: 303-782-9100
- Latest filing: 2020-03-09
- Regulatory AUM: $298.5M
- Discretionary AUM: $272.6M
- Non-discretionary AUM: $25.9M
- Clients: 6
- Accounts: 962
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| NOVEN DANIEL ALBERT | PRESIDENT | — |
| PHETTEPLACE ANJANETTE MONIQUE | CHIEF COMPLIANCE OFFICER | — |
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