CARLSON CAPITAL, L.P. of DALLAS, TX is an SEC-registered investment adviser (CRD 118156). Regulatory assets under management: $529.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Nancy Packer Carlson | LIMITED PARTNER | Dallas, TX |
| Clint Duane Carlson | PRESIDENT, CHIEF INVESTMENT OFFICER; SOLE SHAREHOLDER/DIRECTOR | — |
| Travis Aaron Goldammer | CHIEF OPERATING OFFICER | — |
| Rahim Ibrahim | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| TRICE ROY HAROLD | CHIEF OPERATING OFFICER | — |
| CARLSON CLINT | CHIEF EXECUTIVE OFFICER; GENERAL PARTNER/LIMITED PARTNER; SOLE SHAREHOLDER/DIRECTOR | — |
| ALPAR LYNNE BREEN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, LIMITED PARTNER | — |
| WUERTZ TROY DAVID | COUNSEL /CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | — |
| CARLSON NANCY PACKER | GENERAL PARTNER/LIMITED PARTNER; LIMITED PARTNER | — |
| CARLSON CLINT DUANE | CHIEF EXECUTIVE OFFICER; GENERAL PARTNER/LIMITED PARTNER; PRESIDENT, CHIEF INVESTMENT OFFICER (+1 more) | — |
| HULME RONALD CARL | CHIEF EXECUTIVE OFFICER | — |
| PULLY STEVEN JOHN | CHIEF LEGAL OFFICER | — |
| ALI SHAHLA | CHIEF COMPLIANCE OFFICER | — |
| WEINBERG MICHAEL DAVID | CHIEF OPERATING OFFICER | — |
| ALI SHAHLA F | CHIEF COMPLIANCE OFFICER | — |
| BRUCCHIERI JOSEPH ANTHONY | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | — |
| UMAYAM MICHAEL ARTHUR | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| GOLDAMMER TRAVIS AARON | CHIEF OPERATING OFFICER | — |
| Ibrahim Rahim | SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| POST EWELINA Z | CHIEF COMPLIANCE OFFICER | — |
| Michael Timothy Boyle | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-12-07 | regulatory | PURSUANT TO THE REQUIREMENTS IN FINLAND TO DISCLOSE NET SHORT POSITIONS IN FINNISH ISSUERS, CARLSON CAPITAL UK LLP ("CARLSON UK"), THE UK BASED SUB-ADVISOR OF CARLSON CAPITAL L.P., SENT A PUBLIC NOTIFICATION OF A NET SHORT POSITION IN THE ISSUED SHARE CAPITAL OF A FINLAND-LISTED COMPANY ON JANUARY 3… | Final | $33K |