CLIFTON, ROGER LAMBERT
CLIFTON, ROGER LAMBERT is an SEC-registered investment adviser (CRD 118284). Regulatory assets under management: $15.2M.
Registration
- CRD: 118284
- SEC file number: 801-68032
- Type: Registered investment adviser
- Phone: 828-817-5370
- Latest filing: 2026-03-31
- Regulatory AUM: $15.2M
- Non-discretionary AUM: $15.2M
- Clients: 1
- Accounts: 4
Business model
Compensation: % of AUM.
Clients served: High net worth.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| CLIFTON ROGER LAMBERT | SOLE PROPRIETOR AND CHIEF COMPLIANCE OFFICER | — |
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