BLACK HILL CAPITAL PARTNERS, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 118291). Regulatory assets under management: $67.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Andrew Paul Chica | CHIEF COMPLIANCE OFFICER | Raleigh, NC |
| Sangbum Nmn Kim | MANAGING MEMBER | — |
| KIM MILLIE NMN | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| CHICA ANDREW PAUL | CHIEF COMPLIANCE OFFICER | — |
| Sangbum (Nmn) Kim | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-09-28 | regulatory | THE FIRM FAILED TO PERFORM AN ANNUAL INDEPENDENT AUDIT OF A POOLED INVESTMENT VEHICLE OF WHICH IT HAD CUSTODY. ADDITIONALLY, THE FIRM AND AN AFFILIATE OF THE FIRM BORROWED CLIENT ASSETS FROM THE POOLED INVESTMENT VEHICLE. | Final | $50K |