ASCEND CAPITAL LLC

ASCEND CAPITAL LLC of ORINDA, CA is an SEC-registered investment adviser (CRD 118397). Regulatory assets under management: $1.5B.

Registration

Officers, owners & control persons (8)

NameRoleLocation
FAIRBAIRN MALCOLM PAULMANAGING MEMBER; MANAGING MEMBER OF ASCEND CAPITAL, LLC—
SLAVET BENJAMIN DAVIDCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER—
SHENOY RAMONA ARVINDDIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER—
WYSS JOSHUA EDWARDLIMITED PARTNER, ASCEND CAPITAL LIMITED PARTNERSHIP (RELYING ADVISER)—
GOLDBERG DEBORAH RACHELTRUSTEE—
STOKES MICHAEL BANNONLIMITED PARTNER, ASCEND CAPITAL LIMITED PARTNERSHIP (RELYING ADVISER)—
COGAN JEREMY DAVIDTRUSTEE—
CASULO CARLOLIMITED PARTNER, ASCEND CAPITAL LIMITED PARTNERSHIP (RELYING ADVISER)—

Private funds (2)

FundTypeFormedOwnersGross asset valueMin investment
ASCEND PARTNERS FUND BPO, LTD.Hedge Fund—4$206.1M$10.0M
ASCEND PLAZA FUND, LTD.Hedge Fund—1$164.3M$10.0M

Fund service providers (2)

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