PENLAND LEGACY ADVISORS, LLC
PENLAND LEGACY ADVISORS, LLC is an SEC-registered investment adviser (CRD 118937). Regulatory assets under management: $113.6M.
Registration
- CRD: 118937
- SEC file number: 801-61751
- Type: Registered investment adviser
- Phone: 704-399-7010
- Latest filing: 2019-02-28
- Regulatory AUM: $113.6M
- Discretionary AUM: $100.7M
- Non-discretionary AUM: $12.9M
- Clients: 3
- Accounts: 448
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| SMILEY WILLIAM MICHAEL | CEO, SOLE DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
More on this firm