CANTY FINANCIAL MANAGEMENT, INC.

CANTY FINANCIAL MANAGEMENT, INC. of BALLSTON SPA, NY is an SEC-registered investment adviser (CRD 118945). Regulatory assets under management: $254.0M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (6)

NameRoleLocation
William Joseph CantyCHIEF COMPLIANCE OFFICER—
Edward Joseph CantyINVESTMENT ADVISOR REPRESENTATIVE—
Joseph William CantyINVESTMENT ADVISOR REPRESENTATIVE—
CANTY WILLIAM JOSEPHCHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; OWNER/CHIEF COMPLIANCE OFFICER (+1 more)—
WALSH MAUREEN RYANCHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE—
Canty Joseph WilliamINVESTMENT ADVISOR REPRESENTATIVE—

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