SWS CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 119043). Regulatory assets under management: $413.1M.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Christopher Judson Williams | CHAIRMAN; CHAIRMAN & CEO | New York, NY |
| Henry Gabriel Cisneros | VICE-CHAIRMAN | New York, NY |
| Dianne Nmn Calabrisotto | CHIEF COMPLIANCE OFFICER | — |
| Suzanne Frances Shank-Werdlow | SUPER MAJORITY MEMBER | — |
| William Colridge Thompson | PRESIDENT | — |
| WILLIAMS CHRISTOPHER JUDSON | CHAIRMAN; CHAIRMAN & CEO; LIMITED PARTNER (+1 more) | — |
| SIMMONS DAIL ST CLAIRE | MANAGING DIRECTOR | — |
| MALNAK SANDRA JANET | CHIEF COMPLIANCE OFFICER | — |
| PAUL CHARLES ROBERT | PORTFOLIO MANAGER | — |
| CISNEROS HENRY GABRIEL | VICE-CHAIRMAN | — |
| WARNER SOBANI MULENGA | CEO | — |
| OWUSU FRANCIS | CHIEF INVESTMENT OFFICER, PRESIDENT AND SECRETARY | — |
| OLLQUIST THOMAS ANDREW | SENIOR MARKETING MANAGER | — |
| CALABRISOTTO DIANNE NMN | CHIEF COMPLIANCE OFFICER | — |
| SHANK-WERDLOW SUZANNE FRANCES | MEMBER; SOLE MEMBER; SUPER MAJORITY MEMBER | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| NEW YORK SOCIAL EQUITY CANNABIS INVESTMENT FUND, L.P. | Other Private Fund | New York | 2 | $99.5M | — |
| CLEAR VISION IMPACT FUND, LP | Other Private Fund | Delaware | 10 | $97.6M | — |
| City | State | Employees | Phone |
|---|---|---|---|
| WALL TOWNSHIP | NJ | 1 | 212-373-4201 |
| — | — | 1 | 212-461-6010 |
| CHICAGO | IL | 0 | 312-654-4567 |