FINANCIAL & TAX ARCHITECTS, LLC

FINANCIAL & TAX ARCHITECTS, LLC of ST. LOUIS, MO is an SEC-registered investment adviser (CRD 119169). Regulatory assets under management: $506.2M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Other.

Officers, owners & control persons (11)

NameRoleLocation
David Scott BrooksCHIEF EXECUTIVE OFFICER; SHAREHOLDER
Gordon Christopher HaaveCHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER
Paul Werner FelschCHIEF COMPLIANCE OFFICER & LEGAL COUNSEL
POMBRA MANOJ KUMARCHIEF COMPLIANCE OFFICER
FRONTCZAK STEVEN ROBERTCHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER
HAAVE GORDON CHRISTOPHERCHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER
WRISBERG CATHLEEN ANNECHIEF COMPLIANCE OFFICER
BROOKS DAVID SCOTTCHIEF EXECUTIVE OFFICER; PRESIDENT; SHAREHOLDER
CLAUS ANDREW VINCENTCHIEF OPERATING OFFICER
CASELLA GISELLECHIEF COMPLIANCE OFFICER
ROGERS JAMES RAYCHIEF OPERATING OFFICER

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