HAMLIN CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 119278). Regulatory assets under management: $8.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Lucy Caroline Macmillan Stitzer | OWNER | — |
| Deborah Anne Finegan | CHIEF OPERATING OFFICER | — |
| Mark Nmn Stitzer | CHIEF EXECUTIVE OFFICER | — |
| Joseph John Bridy | FIXED INCOME ANALYST; FIXED INCOME PORTFOLIO MANAGER | — |
| Christopher Michael Dagnes | EQUITY PORTFOLIO MANAGER | — |
| Charles Stedman Garland | CLIENT PORTFOLIO MANAGER; EQUITY PM AND RELATIONSHIP MANAGER | — |
| Jeremi Nmn Roux | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| Robert Armstrong Loverro | CHIEF FINANCIAL OFFICER | — |
| STITZER LUCY M | CHIEF EXECUTIVE OFFICER; DIRECTOR BOARD OF MANAGERS; MEMBER OF ADVISORY BOARD | — |
| PAN VIVIAN | CHIEF INVESTMENT OFFICER; PRESIDENT; SENIOR ADVISER | — |
| FINEGAN DEBORAH ANNE | CCO; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER (+1 more) | — |
| STITZER MARK | CHIEF EXECUTIVE OFFICER | — |
| TORREGIANO MICHAEL JAMES | CHIEF COMPLIANCE OFFICER | — |
| RIEGER LOUIS GEORGE | CHIEF INVESTMENT STRATEGIST | — |
| RIEGER NANCY OWEN | CHIEF FINANCIAL OFFICER | — |
| BRIDY JOSEPH JOHN | FIXED INCOME ANALYST | — |
| DAGNES CHRISTOPHER MICHAEL | EQUITY ANALYST; EQUITY PORTFOLIO MANAGER | — |
| GARLAND CHARLES STEDMAN | EQUITY PM AND RELATIONSHIP MANAGER; MANAGING DIRECTOR; SENIOR EQUITY PORTFOLIO MANAGER | — |
| ROUX JEREMI NMN | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| LOVERRO ROBERT ARMSTRONG | CHIEF FINANCIAL OFFICER | — |
| STITZER LUCY CAROLINE MACMILLAN | MEMBER OF ADVISORY BOARD; OWNER | — |
| PAN VIVIAN NMN | SENIOR ADVISER | — |
| STITZER MARK NMN | CHIEF EXECUTIVE OFFICER | — |
| Mark (Nmn) Stitzer | CHIEF EXECUTIVE OFFICER | — |
| Jeremi (Nmn) Roux | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-10 | regulatory | ON AUGUST 10, 2018, THE SEC AGREED WITH HAMLIN TO SETTLE AN ADMINISTRATIVE PROCEEDING (THE "ORDER") RELATING TO CROSS TRADING PRACTICES, THE DISCLOSURES THEREOF, AND THE PRICING OF THE TRADES, AS WELL AS HAMLIN'S COMPLIANCE POLICIES AND PROCEDURES RELATED TO THESE PRACTICES. THE ORDER STATES THAT HA… | Final | $900K |