CROCKER SECURITIES LLC
CROCKER SECURITIES LLC of WALNUT CREEK, CA is an SEC-registered investment adviser (CRD 119523). Regulatory assets under management: $76.4M.
Registration
- CRD: 119523
- SEC file number: 801-68350
- Type: Registered investment adviser
- Location: 2999 OAK ROAD, SUITE 1010, WALNUT CREEK, CA, 94597
- Phone: 925-941-1541
- Latest filing: 2008-01-07
- Regulatory AUM: $76.4M
- Non-discretionary AUM: $76.4M
- Clients: 11
- Accounts: 94
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| MELLO LISA RENEE | FINANCIAL OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| MARTIN KEVIN BRADLEY | MANAGING MEMBER; MEMBER | — |
| GREEN DOUGLAS CHRISTOPHER | PRESIDENT | — |
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