SAPERE WEALTH MANAGEMENT, LLC of MATTHEWS, NC is an SEC-registered investment adviser (CRD 119598). Regulatory assets under management: $604.8M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Investment cos.
| Name | Role | Location |
|---|---|---|
| Matthew William Spear | CO-CHIEF OPERATING OFFICER | — |
| Scott Patrick Trease | MANAGING MEMBER | — |
| Lisa Marie Trease | MEMBER | — |
| Paul Francis Borrelli | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER | — |
| TREASE SCOTT PATRICK | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| TREASE LISA MARIE | MEMBER | — |
| BORRELLI PAUL FRANCIS | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER (+1 more) | — |
| VON GNECHTEN RICHARD ALAN | CHIEF FINANCIAL OFFICER | — |
| JOHNSON THOMAS MADISON | CHIEF FINANCIAL OFFICER | — |
| STRATTON EVAN GILLESPIE | CHIEF OPERATING OFFICER | — |
| SPEAR MATTHEW WILLIAM | CHIEF COMPLIANCE OFFICER; CO-CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-03-22 | civil | BREACH OF FIDUCIARY DUTY IN VIOLATION OF SECTION 206(2) OF THE ADVISERS ACT | Final | $100K |