TONGE INVESTMENTS
TONGE INVESTMENTS of WATERVILLE, ME is an SEC-registered investment adviser (CRD 119651). Regulatory assets under management: $48.0M.
Registration
- CRD: 119651
- SEC file number: 801-61147
- Type: Registered investment adviser
- Location: 22 COMMON STREET, WATERVILLE, ME, 04901
- Phone: 207-877-7762
- Latest filing: 2026-03-26
- Regulatory AUM: $48.0M
- Discretionary AUM: $48.0M
- Clients: 2
- Accounts: 237
Business model
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: High net worth.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| TONGE RICHARD SMITH | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
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