MERIDIAN FINANCIAL, LLC of HOLLISTON, MA is an SEC-registered investment adviser (CRD 119679). Regulatory assets under management: $283.9M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Georgia Guyott Bruggeman | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER; CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | — |
| Ann Margaret Griffith | CHIEF COMPLIANCE OFFICER | — |
| BRUGGEMAN GEORGIA GUYOTT | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-09-04 | regulatory | WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, THE SEC FOUND THAT THE FIRM FAILED TO COMPLY WITH PROVISIONS OF THE ADVISERS ACT CONCERNING MARKETING, RECORDKEEPING, THE IMPLEMENTATION OF COMPLIANCE POLICIES AND PROCEDURES, AND THE CONDUCTING OF AN ANNUAL COMPLIANCE REVIEW. | Final | $75K |