ROGER F. WOODMAN JR. & CO.

ROGER F. WOODMAN JR. & CO. is an SEC-registered investment adviser (CRD 119778). Regulatory assets under management: $3.2M.

Registration

• CRD: 119778
• Type: Registered investment adviser
• Phone: 207-233-2273
• Latest filing: 2023-06-02
• Regulatory AUM: $3.2M
• Discretionary AUM: $3.2M
• Clients: 1
• Accounts: 3

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 119778 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search