LUMEN ADVISORS, LLC of SAN FRANSCISCO, CA is an SEC-registered investment adviser (CRD 120200). Regulatory assets under management: $13.1M.
| Name | Role | Location |
|---|---|---|
| CLARK DOUGLAS MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| NOCERA SIMON EUGENIO | PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| FOSTER ALLAN WILLIAM | CFO AND CCO; CFO AND CHIEF COMPLIANCE OFFICER | — |
| PUTNAM DONALD HARDING | INDIRECT OWNER; MANAGING MEMBER | — |
| NOCERA SIMON E | PRESIDENT | — |