PRIVATE CLIENT SERVICES, LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 120222). Regulatory assets under management: $1.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Ernest Aubrey Sampson | MANAGING MEMBER, ESOP TRUSTEE; SHAREHOLDER | — |
| John Philip Taylor-Jones | CHIEF COMPLIANCE OFFICER | — |
| Mary Elizabeth Wescott | CHIEF ADMINISTRATION OFFICER | — |
| Julia Meyer Ironside | FINOP | — |
| Timothy Daley Graham | PRESIDENT | — |
| Steven Richard Mills | CHIEF OPERATIONS OFFICER | — |
| Timothy David Gacsy | CHIEF FINANCIAL OFFICER | — |
| MATTERA RICHARD JOSEPH | FINOP | — |
| COSTENBADER WALTER RUSSELL | CFO/FINOP | — |
| OHLIN PAUL ROBERT | CFO/FINOP | — |
| SAMPSON ERNEST AUBREY | CEO; MANAGING MEMBER; MANAGING MEMBER, ESOP TRUSTEE (+1 more) | — |
| HILL JOHN EDWARD | CHIEF COMPLIANCE OFFICER | — |
| KOST TODD SHANNON | SEC / TREAS | — |
| CRAVENS CHERYL RENEE | CHIEF COMPLIANCE OFFICER | — |
| TAYLOR-JONES JOHN PHILIP | CHIEF COMPLIANCE OFFICER | — |
| KAPPOTIS ERNEST D | FINOP | — |
| WESCOTT MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER; CHIEF OPERATIONS OFFICER; OPERATIONS OFFICER | — |
| ARMOCK RYAN JOSEPH | CHIEF OPERATIONS OFFICER | — |
| MILLS STEVEN RICHARD | CHIEF OPERATIONS OFFICER | — |
| GRAHAM TIMOTHY DALEY | CHIEF OPERATIONS OFFICER; PRESIDENT | — |
| IRONSIDE JULIA MEYER | FINOP | — |
| GACSY TIMOTHY DAVID | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-02-10 | regulatory | FIRM FAILED TO COMPLY WITH THE 5/19/10 CONDITIONAL REGISTRATION OF AGENT PAULA PARKERSON, VIS-A-VIS THE FIRM-ASSIGNED REGISTERED PRINCIPAL'S FAILURE TO MAINTAIN EVIDENCE OF PERIODIC CUSTOMER ACCOUNT REVIEWS AS REQUIRED. | Final | $1K |
Showing 15 of 33 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| LOUISVILLE | KY | 5 | 502.479.4060 |
| NEW YORK | NY | 5 | 212.660.7401 |
| NEW YORK | NY | 5 | 212.660.7401 |
| LOUISVILLE | KY | 5 | 502.479.4060 |
| OAKBROOK TERRACE | IL | 4 | 630.396.7400 |
| ROCKVILLE | MD | 4 | 240-464-4155 |
| COLUMBIA | SC | 4 | 803-403-1420 |
| OAKBROOK TERRACE | IL | 4 | 630.396.7400 |
| FRANKFORT | KY | 2 | 502.875.0037 |
| WORTHINGTON | OH | 2 | 614-468-1118 |
| BRENTWOOD | TN | 2 | 615-467-6344 |
| RARITAN | NJ | 2 | 908.450.7037 |
| SARASOTA | FL | 2 | 941-951-0443 |
| RARITAN | NJ | 2 | 908.450.7037 |
| BRENTWOOD | TN | 2 | 615-467-6344 |