PRIVATE CLIENT SERVICES, LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 120222). Regulatory assets under management: $1.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Ernest Aubrey Sampson | MANAGING MEMBER, ESOP TRUSTEE; SHAREHOLDER | — |
| John Philip Taylor-Jones | CHIEF COMPLIANCE OFFICER | — |
| Mary Elizabeth Wescott | CHIEF ADMINISTRATION OFFICER | — |
| Julia Meyer Ironside | FINOP | — |
| Timothy Daley Graham | PRESIDENT | — |
| Steven Richard Mills | CHIEF OPERATIONS OFFICER | — |
| Timothy David Gacsy | CHIEF FINANCIAL OFFICER | — |
| MATTERA RICHARD JOSEPH | FINOP | — |
| COSTENBADER WALTER RUSSELL | CFO/FINOP | — |
| OHLIN PAUL ROBERT | CFO/FINOP | — |
| SAMPSON ERNEST AUBREY | CEO; MANAGING MEMBER; MANAGING MEMBER, ESOP TRUSTEE (+1 more) | — |
| HILL JOHN EDWARD | CHIEF COMPLIANCE OFFICER | — |
| KOST TODD SHANNON | SEC / TREAS | — |
| CRAVENS CHERYL RENEE | CHIEF COMPLIANCE OFFICER | — |
| TAYLOR-JONES JOHN PHILIP | CHIEF COMPLIANCE OFFICER | — |
| KAPPOTIS ERNEST D | FINOP | — |
| WESCOTT MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER; CHIEF OPERATIONS OFFICER; OPERATIONS OFFICER | — |
| ARMOCK RYAN JOSEPH | CHIEF OPERATIONS OFFICER | — |
| MILLS STEVEN RICHARD | CHIEF OPERATIONS OFFICER | — |
| GRAHAM TIMOTHY DALEY | CHIEF OPERATIONS OFFICER; PRESIDENT | — |
| IRONSIDE JULIA MEYER | FINOP | — |
| GACSY TIMOTHY DAVID | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-02-10 | regulatory | FIRM FAILED TO COMPLY WITH THE 5/19/10 CONDITIONAL REGISTRATION OF AGENT PAULA PARKERSON, VIS-A-VIS THE FIRM-ASSIGNED REGISTERED PRINCIPAL'S FAILURE TO MAINTAIN EVIDENCE OF PERIODIC CUSTOMER ACCOUNT REVIEWS AS REQUIRED. | Final | $1K |