LM CAPITAL GROUP, LLC

LM CAPITAL GROUP, LLC of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 120277). Regulatory assets under management: $6.1B.

Registration

Business model

Compensation: % of AUM.

Clients served: Pooled vehicles, Corporations.

Officers, owners & control persons (15)

NameRoleLocation
Luis MaizelSENIOR MANAGING DIRECTOR; SHAREHOLDERSan Diego, CA
Michael ChalkerPORTFOLIO MANAGERSan Diego, CA
John Edward ChalkerMANAGING DIRECTOR; OWNER/PARTNER; SHAREHOLDER—
Tobias GorodzinskyCHIEF FINANCIAL OFFICER—
Mario ModianoPORTFOLIO MANAGER—
Jeffrey Marc FrankelCHIEF COMPLIANCE OFFICER—
GORODZINSKY TOBIASCHIEF FINANCIAL OFFICER; COMPTROLLER; RESEARCH DIRECTOR—
MAIZEL LUISSENIOR MANAGING DIRECTOR; SHAREHOLDER—
CHALKER JOHN EDWARDMANAGING DIRECTOR; SHAREHOLDER—
AITKEN STEPHANIE LYNNCHIEF COMPLIANCE OFFICER—
MODIANO MARIOPORTFOLIO MANAGER—
FRANKEL JEFFREY MARCCHIEF COMPLIANCE OFFICER—
KRAUSS LINDA ANNECHIEF COMPLIANCE OFFICER—
FESTA ELIZABETH AMMANNCHIEF COMPLIANCE OFFICER—
CHALKER MICHAELPORTFOLIO MANAGER—

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