CONNING INVESTMENT PRODUCTS, INC. of HARTFORD, CT is an SEC-registered investment adviser (CRD 120387). Regulatory assets under management: $572.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Pooled vehicles.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| Kenneth Ronald George | FINOP | — |
| Robert Stedman Pearce | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| Linwood Earle Jr Bradford | CHAIR BOARD OF DIRECTORS | — |
| Jung Won Lee | MANAGING DIRECTOR, CFO & COO, BOARD MEMBER | — |
| Vi (Viola) R. Smalley | CHIEF LEGAL COUNSEL/CORPORATE SECRETARY | — |
| Matthew Kenneth Daly | PRESIDENT & HEAD OF SALES/ BOARD MEMBER | — |
| BOURQUE WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER; CHIEF COMPL. OFFCR. (+1 more) | — |
| CORRENTI SALVATORE | DIRECTOR | — |
| HEISER GLENN | CHIEF OPERATING OFF.; MANAGING DIRECTOR, CAO | — |
| SONLIN STEPHEN | DIRECTOR | — |
| PEARCE ROBERT STEDMAN | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| BLASBERG WALTER JOHN | PRESIDENT | — |
| CHRISTIANSEN STEPHAN LOUIS | DIRECTOR | — |
| GEORGE KENNETH RONALD | FINOP | — |
| HAYLON MICHAEL EDWARD | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA; MANAGING DIRECTOR, HEAD OF SALES | — |
| SHAHRABANI SALEH FOUAD | CEO | — |
| MARTELLO PASQUALE ANTONIO | CHIEF FINANCIAL OFFICER | — |
| KEANE PATRICK MURPHY | PRESIDENT | — |
| SALERNO ROBERT CARL | COMPLIANCE OFFICER | — |
| LEE JUNG WON | MANAGING DIRECTOR, CFO | — |
| CORROON JOHN ALOYSIUS JR | MANAGING DIRECTOR, HEAD OF SALES; PRESIDENT | — |
| GROUS JEFFREY FRANCIS | TREASURER/ ASSISTANT SECRETARY | — |
| BRADFORD HOWARD PYLE JR | CHIEF EXECUTIVE OFFICER AND CHAIR OF THE BOARD; CHIEF EXECUTIVE OFFICER & HEAD OF SALES; MANAGING DIRECTOR, PRESIDENT & CEO | — |
| DALY KENNETH | HEAD OF CONNING NORTH AMERICA | — |
| ALBANI ATTILIO ALDO JR | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2002-06-04 | regulatory | REGISTERED REPRESENTATIVE OF THE FIRM EFFECTED SECURITIES TRADES WHILE ON INACTIVE STATUS DUE TO FAILURE TO COMPLETE THE NASD REQUIRED REGULATORY ELEMENT CONTINUING EDUCATION. | Final | $4K |