ROCATON INVESTMENT ADVISORS, LLC of NORWALK, CT is an SEC-registered investment adviser (CRD 120451). Regulatory assets under management: $13.0B.
| Name | Role | Location |
|---|---|---|
| KATZ DAVID JAY | MANAGING DIRECTOR; MEMBER; PARTNER | — |
| PELLISH ROBIN SHERRY | CEO; CEO AND MEMBER; CHIEF EXECUTIVE OFFICER (+3 more) | — |
| NANKOF JOSEPH SCOTT | MANAGING DIRECTOR; MEMBER; PARTNER | — |
| BUEHL ANNE CAROLINE | MANAGING DIRECTOR; MEMBER; PARTNER | — |
| FENNINGDORF ROGER L | MANAGING DIRECTOR; MEMBER; PARTNER | — |
| CESARE CHRISTOPHER J | MANAGING DIRECTOR; MEMBER; PARTNER | — |
| MOORE JULIE | MEMBER; PARTNER | — |
| MORTON DAVID ANTHONY | MEMBER; PARTNER | — |
| LYON CHRISTOPHER RANDOLPH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND MEMBER; MEMBER (+1 more) | — |
| DELALLA ELIZABETH | MEMBER | — |
| HAUGEN CARLA | MEMBER | — |
| ZANDI MERIAM | MEMBER | — |
| MULLER DANIELLE MARIE | MEMBER | — |
| METZGER ELISA D | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, CHIEF OPERATING OFFICER; COO | — |
| WHEAT ADAM | MEMBER | — |
| PORGES ELLEN RANDY | GENERAL COUNSEL, CONSUMER INVESTMENT MANAGEMENT DIVISION (CHIEF LEGAL OFFICER); GENERAL COUNSEL, INVESTMENT MANAGEMENT DIVISION (CHIEF LEGAL OFFICER) | — |
| STEIN LAURENCE | CHIEF OPERATING OFFICER | — |
| COTA ALBERTO | CHIEF OPERATING OFFICER | — |
| METZGER ELISA DOUGHERTY | CHIEF COMPLIANCE OFFICER | — |
| PLUTZER DAVID SETH | CHIEF LEGAL OFFCER; GENERAL COUNSEL, ASSET MANAGEMENT DIVISION (CHIEF LEGAL OFFCER) | — |
| PLUTZER DAVID | GENERAL COUNSEL, ASSET MANAGEMENT DIVISION (CHIEF LEGAL OFFCER) | — |
| NACHMANN MARC OTTO | CHIEF EXECUTIVE OFFCER | — |
| Bousquette William CHARLES | CHIEF OPERATING OFFICER | — |