PACIFICOR, LLC
PACIFICOR, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 120454). Regulatory assets under management: $71.4M.
Registration
- CRD: 120454
- SEC file number: 801-61141
- Type: Registered investment adviser
- Location: 8787 E PINNACLE PEAK ROAD, SUITE 220, SCOTTSDALE, AZ, 85255
- Phone: 805-680-8802
- Latest filing: 2017-07-27
- Regulatory AUM: $71.4M
- Discretionary AUM: $55.7M
- Non-discretionary AUM: $15.7M
- Clients: 2
- Accounts: 8
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| KLEIN JEFFREY B | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; PRESIDENT & CEO | — |
| ROTH STEVEN C | CFO & CCO; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| MITCHELL ANDREW BRYCE | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER/OWNER; CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; MEMBER/OWNER | — |
Private funds (5)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| PERMAL HIGH YIELD VALUE LTD. | Hedge Fund | — | 1 | $15.2M | $100K |
| PACIFICOR FUND II LP | Hedge Fund | — | 35 | $9.7M | $1.0M |
| PACIFICOR FUND LP | Hedge Fund | — | 46 | $9.6M | $1.0M |
| PACIFICOR OFFSHORE FUND, LTD. | Hedge Fund | — | 46 | $7.8M | $1.0M |
| PERMAL DEEP VALUE FUND LTD. | Hedge Fund | — | 1 | $488K | $100K |
Fund service providers (2)
- administrator: UMB FUND SERVICES — 3 funds
- administrator: CITCO FUND SERVICES (CURACAO) — 2 funds
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