LOCKER FINANCIAL SERVICES, LLC of VERONA, NJ is an SEC-registered investment adviser (CRD 120900). Regulatory assets under management: $213.8M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| ANDREW CHAN | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| Lauren Locker | MANAGING MEMBER | — |
| CHAN ANDREW | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; MEMBER / CHIEF COMPLIANCE OFFICER | — |
| LOCKER LAUREN | MANAGING MEMBER | — |