ZURICH AWES FINANCIAL MANAGEMENT, LLC

ZURICH AWES FINANCIAL MANAGEMENT, LLC of PLYMOUTH, MN is an SEC-registered investment adviser (CRD 121033). Regulatory assets under management: $26.4M.

Registration

• CRD: 121033
• SEC file number: 801-71590
• Type: Registered investment adviser
• Location: 3033 CAMPUS DRIVE, SUITE 100W, PLYMOUTH, MN, 55441
• Phone: 763-577-1900
• Latest filing: 2026-05-08
• Regulatory AUM: $26.4M
• Discretionary AUM: $25.9M
• Non-discretionary AUM: $522K
• Clients: 1
• Accounts: 187

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 121033 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search