SUMMIT CAPITAL INC. of PEPPER PIKE, OH is an SEC-registered investment adviser (CRD 121335). Regulatory assets under management: $176.6M.
Compensation: % of AUM.
Clients served: High net worth, Corporations.
| Name | Role | Location |
|---|---|---|
| Michael Wayne Kelley | CHIEF EXECUTIVE OFFICER | — |
| James Onorato | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| David Michael Yormick | CEO, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| ONORATO JAMES | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| YORMICK DAVID MICHAEL | VICE PRESIDENT | — |
| Karen Mcdevitt Onorato | OWNER | — |
| David William Kuhr | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2001-11-14 | regulatory | REVOCATION OF INVESTMENT ADVISOR REGISTRATION LED TO INSURANCE LICENSE REVOCATION PROCEDURES | Final | — |
| 2000-11-14 | regulatory | MR. FRIEDMAN SOLD 35 UNREGISTERED PROMISSORY NOTES FROM NOVEMBER 1997 TO JUNE 1998. THIS ACTIVITY WAS NOT APPROVED BY HIS NASD BROKER DEALER EMPLOYER. | Final | — |