SULLIVAN FINANCIAL, LLC

SULLIVAN FINANCIAL, LLC of ESSEX, CT is an SEC-registered investment adviser (CRD 121371). Regulatory assets under management: $119.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities, Other.

Officers, owners & control persons (2)

NameRoleLocation
Mary Jane Nmn SullivanSOLE OWNER/CHIEF COMPLIANCE OFFICER
SULLIVAN PATRICK NMNSOLE OWNER/CHIEF COMPLIANCE OFFICER

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