REGAL BAY INVESTMENT GROUP, LLC

REGAL BAY INVESTMENT GROUP, LLC of MILWAUKEE, WI is an SEC-registered investment adviser (CRD 121829). Regulatory assets under management: $114.5M.

Registration

• CRD: 121829
• SEC file number: 801-136168
• Type: Registered investment adviser
• Location: 250 EAST WISCONSIN AVENUE, SUITE 1500, MILWAUKEE, WI, 53202
• Phone: 414-225-3551
• Latest filing: 2026-07-28
• Regulatory AUM: $114.5M
• Discretionary AUM: $1.1M
• Non-discretionary AUM: $113.4M
• Clients: 1
• Accounts: 216

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions.

Clients served: High net worth, Pooled vehicles, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 121829 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search