RIVERNORTH CAPITAL MANAGEMENT, LLC of WEST PALM BEACH, FL is an SEC-registered investment adviser (CRD 122020). Regulatory assets under management: $6.2B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Brian Harold Schmucker | FOUNDER, MANAGER; SHAREHOLDER | — |
| Patrick William Galley | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGER; SHAREHOLDER | — |
| Jonathan Michael Mohrhardt | PRESIDENT AND CHIEF OPERATING OFFICER, MANAGER | — |
| Marcus Lane Collins | GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | — |
| CHAPMAN TIMOTHY ALLEN | VICE-PRESIDENT | — |
| SCHMUCKER BRIAN HAROLD | FOUNDER, MANAGER; PRESIDENT; PRESIDENT, MANAGER (+1 more) | — |
| FRANCISCO RICHARD TODD | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; VICE PRESIDENT (+2 more) | — |
| GALLEY PATRICK W | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGER; SHAREHOLDER | — |
| SHOLEM DAVID | SHAREHOLDER | — |
| ROBERSON RAMONA | ACTIVE | — |
| BRAUN MELISSA ANN | CHIEF COMPLIANCE OFFICER | — |
| COLLINS MARCUS LANE | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | — |
| BEASLEY DONALD LAWRENCE | SECRETARY/TREASURER | — |
| MOHRHARDT JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGER; CHIEF COMPLIANCE OFFICER, MANAGER (+3 more) | — |
| O'NEILL STEPHEN ANDREW | PORTFOLIO MANAGER | — |
| GALLEY PATRICK WILLIAM | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGER; CHIEF INVESTMENT OFFICER, MANAGER; SHAREHOLDER | — |