HERITAGE WEALTH MANAGEMENT, INC.

HERITAGE WEALTH MANAGEMENT, INC. of HOUSTON, TX is an SEC-registered investment adviser (CRD 122394). Regulatory assets under management: $357.8M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (6)

NameRoleLocation
Brett Stephen CarletonPRESIDENT/CHIEF COMPLIANCE OFFICER
Ian Andrew HarrisFINANCIAL PLANNER
MICHALK DANIEL PAULCHIEF COMPLIANCE OFFICER/PRESIDENT; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER
CARLETON BRETT STEPHENCHIEF COMPLIANCE OFFICER/VICE PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT
HARRIS MARK ANDREWFINANCIAL PLANNER
Robert Boyd DwyerADVISOR

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