PHILADELPHIA INVESTMENT PARTNERS, LLC of VOORHEES, NJ is an SEC-registered investment adviser (CRD 122733). Regulatory assets under management: $176.0M.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Peter Christopher Zeuli | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER; MEMBER | — |
| ZEULI PETER CHRISTOPHER | CHIEF COMPLIANCE OFFICER; MANAGING PARTNER; MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-22 | regulatory | AS OWNER OF PIP, PETER ZEULI ACTED AS AN "AFFILIATE" OF PIP WITHIN THE MEANING OF SECTION 102(B)OF THE PA SECURITIES ACT OF 1972 (1972 ACT) AND, AS SUCH, CAUSED PIP TO VIOLATE THE 1972 ACT.PETER ZEULI AND PIP CONDUCTED BUSINESS AS AN INVESTMENT ADVISER IN WILLFUL VIOLATION OF THE REGISTRATION PROVIS… | Final | $108K |