PHASE III ADVISORY SERVICES, LTD

PHASE III ADVISORY SERVICES, LTD of BUFFALO GROVE, IL is an SEC-registered investment adviser (CRD 122959). Regulatory assets under management: $210.9M.

Registration

• CRD: 122959
• SEC file number: 801-63806
• Type: Registered investment adviser
• Location: 1110 W. LAKE COOK RD, SUITE 265, BUFFALO GROVE, IL, 60089
• Phone: 847-520-5545
• Latest filing: 2026-04-28
• Regulatory AUM: $210.9M
• Discretionary AUM: $157.7M
• Non-discretionary AUM: $53.2M
• Clients: 3
• Accounts: 1,400

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 122959 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search