POLYGON INVESTMENT MANAGEMENT

POLYGON INVESTMENT MANAGEMENT is an SEC-registered investment adviser (CRD 123291). Regulatory assets under management: $28.7M.

Registration

• CRD: 123291
• Type: Registered investment adviser
• Phone: 609-933-5969
• Latest filing: 2026-03-31
• Regulatory AUM: $28.7M
• Discretionary AUM: $28.7M
• Clients: 2
• Accounts: 14

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 123291 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search