MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY of MECHANICSBURG, PA is an SEC-registered investment adviser (CRD 123322). Regulatory assets under management: $398.4M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Harris Jones | VICE PRESIDENT | Pittsburgh, PA |
| Donald Lynn Demuth | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Glenn Carrick Mckenzie | VICE PRESIDENT | — |
| John Jones Harris | VICE PRESIDENT | — |
| Ronald Terrence Rimkus | VICE PRESIDENT | — |
| WILLIAMS NICHOLAS MARK | VICE PRESIDENT | — |
| DEMUTH DONALD LYNN | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MORGAN ROBERT LEE | SENIOR VICE PRESIDENT/MARKET STRATEGIST | — |
| MCKENZIE GLENN CARRICK | VICE PRESIDENT | — |
| HURSH DENNIS GEORGE | VICE PRESIDENT | — |
| ADAMS JAMES KENNETH | VICE PRESIDENT | — |
| LIGHT TEANCUM DONALD | VICE PRESIDENT | — |
| Drew Matthew Demuth | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-07-26 | regulatory | MIGHTY OAK STRONG AMERICA WAS REQUIRED TO FILE ITS INITIAL FORM CRS WITH THE COMMISSION AS PART 3 OF ITS FORM ADV AND TO BEGIN DELIVERING ITS FORM CRS TO PROSPECTIVE AND NEW RETAIL INVESTOR CLIENTS, AS APPLICABLE, BY JUNE 30, 2020. MIGHTY OAK STRONG AMERICA WAS FURTHER REQUIRED TO DELIVER ITS FORM C… | Final | $25K |
| 2021-07-26 | regulatory | MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY WAS REQUIRED TO FILE ITS INITIAL FORM CRS WITH THE COMMISSION AS PART 3 OF ITS FORM ADV AND TO BEGIN DELIVERING ITS FORM CRS TO PROSPECTIVE AND NEW RETAIL INVESTOR CLIENTS, AS APPLICABLE, BY JUNE 30, 2020. MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY WAS… | Final | $25K |