REGAL ADVISORY SERVICES, INC. of GLENVIEW, IL is an SEC-registered investment adviser (CRD 123842). Regulatory assets under management: $121.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Joseph A George | CCO | Hermitage, PA |
| George Bokios | GRANTOR; SHAREHOLDER; SHAREHOLDER/ INTERIM CHIEF COMPLIANCE OFFICER | — |
| Skaiste Aksomitaite | SECRETARY / TREASURER | — |
| Victoria Theadora Bokios | TRUSTEE | — |
| Michael Dean Thomas | DIRECTOR OF RELATIONSHIP MANAGEMENT | — |
| Jeremy Aaron Engelbrecht | CHIEF COMPLIANCE OFFICER (INTERIM) | — |
| Basil George Joseph | CCO; CHIEF COMPLIANCE OFFICER | — |
| BOKIOS GEORGE | GRANTOR; PRESIDENT DIRECTOR; SHAREHOLDER | — |
| AKSOMITAITE SKAISTE | SECRETARY / TREASURER | — |
| VILLAFLOR ROBERT FUSTER | INDIRECT OWNER; SHAREHOLDER | — |
| GARCIA DAVID GEORGE | CHIEF COMPLIANCE OFFICER | — |
| VILLAFLOR ROBERT VIRGIL | PRESIDENT | — |
| ZIMMER ANDREW RUDOLPH | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| BOKIOS EUGENIA THEADORA | PRESIDENT; TRUSTEE | — |
| MANCHESTER CONSTANCE SUE | CHIEF COMPLIANCE OFFICER | — |
| GUDE VERONICA LYNN | PRESIDENT | — |
| STEENO JASON RAYMOND | PRESIDENT | — |
| DURAN GABRIEL ALAN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |