SOUND ASSET MANAGEMENT, INC.

SOUND ASSET MANAGEMENT, INC. is an SEC-registered investment adviser (CRD 124104). Regulatory assets under management: $109.0M.

Registration

• CRD: 124104
• Type: Registered investment adviser
• Phone: 630-553-9771
• Latest filing: 2026-03-31
• Regulatory AUM: $109.0M
• Discretionary AUM: $53.0M
• Non-discretionary AUM: $56.0M
• Clients: 1
• Accounts: 187

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 124104 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search