M & I FINANCIAL PLANNING SERVICES

M & I FINANCIAL PLANNING SERVICES is an SEC-registered investment adviser (CRD 124400). Regulatory assets under management: $18.6M.

Registration

• CRD: 124400
• Type: Registered investment adviser
• Phone: 914 309 3637
• Latest filing: 2026-02-26
• Regulatory AUM: $18.6M
• Discretionary AUM: $18.6M
• Clients: 2
• Accounts: 56

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 124400 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search