CW SECURITIES, LLC

CW SECURITIES, LLC of KNOXVILLE, TN is an SEC-registered investment adviser (CRD 124496). Regulatory assets under management: $113.5M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (3)

NameRoleLocation
Michael Edward CoxPRESIDENT/CHIEF COMPLIANCE OFFICER
Nancy Harris ColemanMINORITY OWNER
Monica Reeves HeadFINOP

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