COMPLETE FINANCIAL PLANNING,INC.

COMPLETE FINANCIAL PLANNING,INC. is an SEC-registered investment adviser (CRD 124888). Regulatory assets under management: $32.0M.

Registration

• CRD: 124888
• SEC file number: 801-108975
• Type: Registered investment adviser
• Phone: 845-638-6505
• Latest filing: 2026-01-09
• Regulatory AUM: $32.0M
• Discretionary AUM: $31.8M
• Non-discretionary AUM: $244K
• Clients: 1
• Accounts: 85

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (6)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 124888 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search