THE WEALTH ADVISORY TEAM, LLC of BELLEVUE, KY is an SEC-registered investment adviser (CRD 124957). Regulatory assets under management: $147.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations.
| Name | Role | Location |
|---|---|---|
| Mackey Miriam Mcneill | PRESIDENT/CEO/CCO/MANAGING MEMBER | — |
| Andrew James Pulsfort | DIRECTOR OF PERSONAL SERVICES | — |
| Sarah Grace Mohr | PARTNER/OWNER | — |
| MCNEILL MACKEY | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; PRESIDENT/CEO | — |
| MCNEILL MACKEY MIRIAM | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; PRESIDENT/CEO (+1 more) | — |
| PULSFORT ANDREW JAMES | DIRECTOR OF PERSONAL SERVICES | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-18 | regulatory | FAILURE TO OBTAIN WRITTEN ADVISORY CONTRACTS FOR SOME CLIENTS. MACKEY ADVISORS CPAS, AN AFFILIATE USED ADVERTISING THAT INCLUDED TESTIMONIALS THAT COULD BE MISINTERPRETED AS TESTIMONIALS OF THE INVESTMENT ADVISER. | Final | $2K |