ANSON FUNDS MANAGEMENT LP of DALLAS, TX is an SEC-registered investment adviser (CRD 125109). Regulatory assets under management: $3.0B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Anthony Lawrence Moore | LIMITED PARTNER, CFO (1/2013), CHIEF COMPLIANCE OFFICER (04/2015) AND MANAGER OF THE GENERAL PARTNER (01/2024); MANAGER | — |
| WINSON BRUCE ROSS | MANAGER; MANAGER OF THE GENERAL PARTNER | — |
| KEITH SUMMER ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| MOORE ANTHONY LAWRENCE | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER (1/2013) AND CHIEF COMPLIANCE OFFICER (04/2015) (+3 more) | — |
| ROESCH REBECCA HELENE | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-06-11 | regulatory | THE SEC ALLEGED THAT ANSON FUNDS MANAGEMENT ("ANSON FUNDS") AND ANSON ADVISORS INC. ("ANSON ADVISORS") VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-8(A)(1) AND (2) THEREUNDER BY OMITTING FROM THE PRIVATE PLACEMENT MEMORANDUM OF ONE OF THEIR ADVISORY CLIENT FUNDS (THE "PPM") THEIR AGRE… | Final | $1.3M |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ANSON INVESTMENTS MASTER FUND LP | Hedge Fund | Cayman Islands | 338 | $1.8B | $100K |
| ANSON EAST MASTER FUND LP | Hedge Fund | Cayman Islands | 34 | $550.8M | $100K |
| ANSON OPPORTUNITIES MASTER FUND L.P. | Hedge Fund | Cayman Islands | 42 | $355.8M | $100K |
| ANSON NORTH STAR TACTICAL EQUITY FUND LP | Hedge Fund | Cayman Islands | 176 | $206.3M | $100K |
| ARCH ANSON TACTICAL REAL ESTATE NR FUND | Hedge Fund | Canada | 14 | $71.8M | $250K |
| ARCH ANSON TACTICAL REAL ESTATE FUND | Hedge Fund | Canada | 19 | $71.2M | $250K |