MFG INVESTMENTS, LLC of MEDFORD, NJ is an SEC-registered investment adviser (CRD 125122). Regulatory assets under management: $146.5M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Wallace Joseph Kennedy | MANAGING MEMBER , PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| Kathleen Kelly Kennedy | ADMIN/OWNER | — |
| Austin Carlson Kennedy | OWNER/INVESTMENT ADVISER REPRESENTATIVE | — |
| Kevin Kerwin Kennedy | OWNER/INVESTMENT ADVISER REPRESENTATIVE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-08-15 | regulatory | MFG INVESTMENTS LLC TRANSACTED BUSINESS IN DELAWARE AS AN INVESTMENT ADVISER WHILE NEITHER REGISTERED NOR EXEMPT FROM REGISTRATION. | Final | $2K |
| 2020-07-01 | regulatory | MFG TRANSACTED BUSINESS IN PA AS AN INVESTMENT ADVISER WHILE NEITHER REGISTERED NOR EXEMPT FROM REGISTRATION. | Final | $15K |