SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. of NICHOLASVILLE, KY is an SEC-registered investment adviser (CRD 125147). Regulatory assets under management: $800.5M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pensions, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| Charles Kelly Buckley | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | NICHOLASVILLE, KY |
| BUCKLEY CHARLES KELLY | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER (+2 more) | — |
| WOODS JOHN P | MANAGING DIRECTOR FOR INSURANCE PLANNING | — |
| NORFLEET BARRY WAYNE | CHIEF OPERATING OFFICER & GENERAL COUNSEL | — |
| WOODS JOSEPH PAYTON | MANAGING DIRECTOR FOR INSURANCE PLANNING | — |
| NORFLEET BARRY W | CHIEF OPERATING OFFICER & GENERAL COUNSEL | — |
| MUNCY JEFF L | MANAGING DIRECTOR FOR TAX PLANNING & PREPARATION | — |
| MUNCY JEFFERY LYNN | MANAGING DIRECTOR FOR TAX PLANNING & PREPARATION | — |
| EDNEY CHRISTOPHER BRIAN | SENIOR PORTFOLIO ANALYST; CHIEF COMPLIANCE OFFICER | — |