RICE HALL JAMES & ASSOCIATES LLC

RICE HALL JAMES & ASSOCIATES LLC of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 125410). Regulatory assets under management: $1.7B.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
Timothy Alan TodaroMANAGING MEMBER, PORTFOLIO MANAGERSan Diego, CA
Thuong-Thao Nguyen Buu-HoanMANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENTSan Diego, CA
Thomas W McdowellCHAIRMAN EMERITUS—
Carl Martin ObeckMEMBER, CHIEF FINANCIAL OFFICER—
Janine Ann MarquezCHIEF COMPLIANCE OFFICER—
Gary Schuler RicePORTFOLIO MANAGER—
Louis Millett HoltzMANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER—
Yossef Ytzhak LipskerMANAGING MEMBER, PORTFOLIO MANAGER—
Daniel Steven SargenMANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER—
SILVERA DAVID DIBLEEROSEMONT REPRESENTATIVE—
BURKHART CHARLES BMANAGER—
HAMILTON PHILIP THOMASMANAGEMENT COMMITTEE; PRESIDENT & TREASURER, MANAGEMENT COMMITTEE; PRESIDENT & TREASURER, MANAGEMENT COMMITTEE, AND CHIEF COMPLIANCE OFFICER—
MCDOWELL THOMAS WBOARD OF MANAGERS; CEO, MANAGEMENT COMMITTEE; CHIEF EXECUTIVE OFFICER AND MANAGEMENT COMMITTEE (+4 more)—
SILVERA DAVID DMANAGEMENT COMMITTEE—
TODARO TIMOTHY ALANBOARD OF MANAGERS; MANAGEMENT COMMITTEE; MANAGING MEMBER (+2 more)—
OBECK CARL MCHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER; MEMBER, CHIEF FINANCIAL OFFICER—
DEMPSTER DONALD OGDENCHIEF COMPLIANCE OFFICER—
HOLTZ LOUIS MILLETTMANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER—
LIPSKER YOSSIMANAGING MEMBER, PORTFOLIO MANAGER—
PESTER TAMI MARIECCO—
URBONYA PATRICIA ANNCOO,CCO; COO & SECRETARY—
BUU-HOAN THUONG-THAO NGUYENBOARD OF MANAGERS; CHIEF OPERATING OFFICER, PRESIDENT, AND MANAGEMENT COMMITTEE; MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT—
THOME CARA MARGARETMANAGING MEMBER; MANAGING MEMBER, PORTFOLIO MANAGER; PARTNER AND MANAGEMENT COMMITTEE—
MARQUEZ JANINE ACHIEF COMPLIANCE OFFICER—
WOOD TAMI MARIECCO; CHIEF COMPLIANCE OFFICER—

Branch offices (2)

CityStateEmployeesPhone
PASADENACA5619-239-9005
PASADENACA5619-239-9005

More on this firm