ALGERT GLOBAL LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 125523). Regulatory assets under management: $10.2B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Peter Michael Algert | CO-MANAGING MEMBER; MANAGING MEMBER | San Francisco, CA |
| Wendy Wu Shang | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| Andrew Jared Solnick | MEMBER | — |
| Scott Anthony Draper | MEMBER | — |
| Peter Thomas Comerford | CHIEF OPERATING OFFICER | — |
| Ryan Zentner Lafond | CO-CHIEF INVESTMENT OFFICER; CO-MANAGING MEMBER | — |
| COLDIRON KEVIN KARL | MANAGING MEMBER; MANAGING MEMBER/CCO; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| ALGERT PETER MICHAEL | MANAGING MEMBER | — |
| ROYLE KATY | COO; HEAD OF OPERATIONS & COMPLIANCE ADMINISTRATOR | — |
| ESPERANCE TOMMY BLAISE | CFO; CFO & CHIEF COMPLIANCE OFFICER | — |
| AMARA KATY ROYLE | HEAD OF OPERATIONS & COMPLIANCE ADMINISTRATOR | — |
| DRAPER SCOTT A | MEMBER | — |
| SHANG WENDY WU | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| ZOVEIN JAMSHAUD | CHIEF OPERATING OFFICER | — |
| SONICK ANDREW JARED | MEMBER | — |
| ZEIGLER ABRAHAM IVES | MEMBER | — |
| DRAPER SCOTT ANTHONY | MEMBER | — |
| SONICK ANDREW | MEMBER | — |
| SOLNICK ANDREW JARED | MEMBER | — |
| COMERFORD PETER THOMAS | CHIEF OPERATING OFFICER | — |
| LAFOND RYAN ZENTNER | DEPUTY CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-04-27 | regulatory | IN OCTOBER 2014, ALGERT NOTIFIED THE SWEDISH FINANCIAL SUPERVISORY AUTHORITY (THE "SFSA") OF ONE NET SHORT POSITION HELD WITHIN ITS GLOBAL EQUITY MARKET NEUTRAL STRATEGY WHICH FELL BELOW A CERTAIN THRESHOLD. THE NOTIFICATION OCCURRED AFTER THE REQUIRED DATE AND WAS IMMEDIATELY REPORTED TO THE SFSA U… | Final | $24K |