INVESCO CAPITAL MANAGEMENT LLC of DOWNERS GROVE, IL is an SEC-registered investment adviser (CRD 125601). Regulatory assets under management: $941.0B.
Compensation: % of AUM, Other.
Clients served: Pooled vehicles, Investment cos, Other.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Terry Gibson VACHERON | CHIEF FINANCIAL OFFICER | Atlanta, GA |
| Mark William Gregson | CHIEF ACCOUNTING OFFICER | — |
| Melanie Hulett Zimdars | CHIEF COMPLIANCE OFFICER | — |
| Adam Henkel | ASSISTANT GENERAL COUNSEL | Downers Grove, IL |
| Jordan Andrew Krugman | MANAGING DIRECTOR | — |
| Brian Christopher Hartigan | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRINCIPAL EXECUTIVE OFFICER | — |
| Melanie Ringold | MANAGING DIRECTOR | — |
| MAROTZ DEANNA BROGGI | CCO; CHIEF COMPLIANCE OFFICER | — |
| ZERR JOHN MARK | MANAGING DIRECTOR | — |
| SPILLANE TODD LAWRENCE | TRUSTS' CCO | — |
| ELLIS RODERICK GEORGE HOWARD | CHIEF FINANCIAL OFFICER | — |
| WARREN DAVID COLVIN | MANAGING DIRECTOR - CHIEF ADMINISTRATIVE OFFICER, AMERICAS; MANAGING DIRECTOR - CHIEF ADMINISTRATIVE OFFICER-NORTH AMERICAN RETAIL | — |
| BOND HAROLD B | CHAIRMAN; CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; CHIEF EXECUTIVE OFFICER, PRESIDENT (+3 more) | — |
| SOUTHARD JOHN WILDER | CHIEF FINANCIAL OFFICER, MEMBER; CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR (+1 more) | — |
| GUSTAFSON KEVIN RICHARD | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| DUNCAN BRUCE T | CHIEF FINANCIAL OFFICER | — |
| LEGE ANNETTE JANECKA | CHIEF FINANCIAL OFFICER | — |
| OVITT KEITH ALLEN | MEMBER | — |
| FULTON BENJAMIN THOMAS | MANAGING DIRECTOR-GLOBAL ETF BUSINESS | — |
| SCHLOSSBERG ANDREW RYAN | MANAGING DIRECTOR-US RETAIL DISTRIBUTION AND GLOBAL HEAD OF ETFS; MANAGING DIRECTOR-US STRATEGY AND MARKETING | — |
| PAGLIA ANNA | HEAD OF LEGAL; HEAD OF LEGAL - US ETFS; MANAGING DIRECTOR, GLOBAL HEAD OF ETFS & INDEXED STRATEGIES | — |
| JOE CHRISTOPHER CHUCK | CHIEF COMPLIANCE OFFICER | — |
| FEINBERG KRISTIE MARIE | MANAGING DIRECTOR | — |
| DRAPER DANIEL EUGENE | CHIEF EXECUTIVE OFFICER- INVESCO POWERSHARES CAPITAL MANAGEMENT; MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER - INVESCO CAPITAL MANAGEMENT LLC; MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER- INVESCO CAPITAL MANAGEMENT LLC (+2 more) | — |
| HARTIGAN BRIAN CHRISTOPHER | HEAD OF INVESTMENTS; MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRINCIPAL EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-08-29 | regulatory | THE ALLEGATION IS THAT ON JUNE 29, 2022 THE FUNDS SOLD SECURITIES THAT WERE NOT IN CUSTODY IN VIOLATION OF KOREAN REGULATORY PROHIBITIONS ON SHORT SALES. | Final | $375K |
| 2022-09-29 | regulatory | THE ALLEGATION IS THAT ON MARCH 19, 2021 THE FUND SOLD SECURITIES THAT WERE NOT IN CUSTODY IN VIOLATION OF KOREAN REGULATORY PROHIBITIONS ON SHORT SALES. | Final | $49K |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |