KLINGMAN AND ASSOCIATES, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 125618). Regulatory assets under management: $5.7B.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Other.
| Name | Role | Location |
|---|---|---|
| Gerard Albert Klingman | PRESIDENT/MANAGING MEMBER | — |
| Michael David Paley | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| Thomas Joseph Klingman | WEALTH ADVISOR | — |
| Daniel Michael Delmoro | DIRECTOR OF INVESTMENTS | — |
| KLINGMAN GERARD ALBERT | PRESIDENT/MANAGING MEMBER | — |
| BROWN NANCY CAROLYN | VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| LAUB CRAIG | VICE PRESIDENT | — |
| PALEY MICHAEL DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| KLINGMAN THOMAS JOSEPH | WEALTH ADVISOR | — |
| DELMORO DANIEL MICHAEL | DIRECTOR OF INVESTMENTS | — |