GRIFFIN FINANCIAL SERVICES

GRIFFIN FINANCIAL SERVICES is an SEC-registered investment adviser (CRD 125990). Regulatory assets under management: $7.2M.

Registration

• CRD: 125990
• Type: Registered investment adviser
• Phone: 518-424-5491
• Latest filing: 2026-03-05
• Regulatory AUM: $7.2M
• Discretionary AUM: $7.2M
• Clients: 1
• Accounts: 29

Business model

Compensation: % of AUM, Hourly, Commissions.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 125990 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search