CARUSO MCLEAN & CO., INC. of UTICA, NY is an SEC-registered investment adviser (CRD 126084). Regulatory assets under management: $281.8M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Gregory Bruce Mclean | CEO, PRESIDENT, CFO | — |
| Stephen Louis Caruso | CHIEF COMPLIANCE OFFICER | — |
| MCLEAN GREGORY BRUCE | CEO, PRESIDENT; CEO, PRESIDENT, CFO; CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER | — |
| CARUSO ERNEST RALPH | CFO, CCO, VICE PRESIDENT; CFO, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; VICE PRESIDENT (+1 more) | — |
| CARUSO STEPHEN LOUIS | CHIEF COMPLIANCE OFFICER | — |