JOE CARTER

JOE CARTER is an SEC-registered investment adviser (CRD 126135). Regulatory assets under management: $7.8M.

Registration

• CRD: 126135
• Type: Registered investment adviser
• Phone: (361) 318-1214
• Latest filing: 2026-03-16
• Regulatory AUM: $7.8M
• Discretionary AUM: $7.8M
• Clients: 1
• Accounts: 1

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 126135 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search