MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY of SINGAPORE is an SEC-registered investment adviser (CRD 126896). Regulatory assets under management: $10.9B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 52 people.
| Name | Role | Location |
|---|---|---|
| Michael Levin | DIRECTOR | Newport Center, CA |
| Ronald Whatt Soon Ong | DIRECTOR | — |
| Chetankumar Gyanchandra Jain | DIRECTOR | Singapore, U0 |
| Kapil Trikha | DIRECTOR | — |
| Valerie Hui Fern Foo | CHIEF COMPLIANCE OFFICER & EXECUTIVE DIRECTOR | — |
| Jennifer Zelena Theunissen | DIRECTOR | — |
| Onn Yee Wong | FINANCIAL CONTROLLER & MANAGING DIRECTOR | — |
| David Bradly Aronovitch | DIRECTOR | — |
| Uzay Topuz | LEGAL COUNSEL & EXECUTIVE DIRECTOR | — |
| Vikram Madhav Lokur | DIRECTOR & CHIEF EXECUTIVE OFFICER | — |
| Angeline Soo Keat Ho | DIRECTOR | — |
| David Bradley Aronovitch | DIRECTOR | — |
| CHENG JAMES KUANG KUO | CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR; DIRECTOR, CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR | — |
| WRIGHT PETER | DIRECTOR & MANAGING DIRECTOR | — |
| LEE TIONG SENG | DIRECTOR & BUSINESS HEAD ASIA EX-JAPAN & MANAGING DIRECTOR | — |
| KUAN TAMMY | FINANCIAL CONTROLLER & EXECUTIVE DIRECTOR; FINANCIAL CONTROLLER & VICE PRESIDENT | — |
| ONG RONALD | DIRECTOR; DIRECTOR & MANAGING DIRECTOR | — |
| RAMACHANDRAN NARAYAN | DIRECTOR; DIRECTOR & MANAGING DIRECTOR | — |
| CHENG MICHAEL | LEGAL COUNSEL & EXECUTIVE DIRECTOR; LEGAL COUNSEL & VICE PRESIDENT | — |
| ARCHER ANTHONY WILLIAM | DIRECTOR & MANAGING DIRECTOR | — |
| LING ALAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | — |
| JAIN CHETAN | CHIEF OPERATIONS OFFICER & EXECUTIVE DIRECTOR; CHIEF OPERATIONS OFFICER & VICE PRESIDENT; DIRECTOR (+1 more) | — |
| TAM EDWARD | DIRECTOR & EXECUTIVE DIRECTOR | — |
| FOO HUI FERN VALERIE | CHIEF COMPLIANCE OFFICER & EXECUTIVE DIRECTOR; CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | — |
| SENG LEE TIONG | DIRECTOR & BUSINESS HEAD ASIA EX-JAPAN & EXECUTIVE DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-03-06 | regulatory | THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB… | Final | $53K |
| 2016-03-22 | regulatory | THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE | Final | — |
| 2016-02-11 | regulatory | THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. | Final | $150.0M |
| 2016-02-11 | regulatory | THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. | Final | $22.5M |
| 2014-08-21 | regulatory | HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. | Final | $94K |
| 2011-06-24 | regulatory | MSIM CO. FAILED TO SUBMIT THE BELOW REPORT TO KANTO FINANCIAL BUREAU IN JAPAN BY THE BELOW DATE. (I) REPORT: ONE CHANGE REPORT, (II) DUE DATE: OCTOBER 22, 2009. | Final | $7K |
| City | State | Employees | Phone |
|---|---|---|---|
| WEST KOWLOON | — | 3 | 85228485200 |
| WEST KOWLOON | — | 3 | 85228485200 |